Search for: "Dear Management "
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8 Nov 2023, 8:12 am
On 8 November 2023, the FCA published a Dear CEO letter setting out its expectations for wealth management and stockbroking firms. [read post]
16 Mar 2022, 7:34 am
Dear readers (while our numbers are declining, I know there are a few of you left), I have had insuperable problems logging onto my FB page/account, which means I cannot manage our FB page (perhaps it has been hacked, I have no idea). [read post]
3 Apr 2019, 6:28 am
The HR manager says the employee mentioned something about not being subject to income tax? [read post]
25 Mar 2022, 9:51 am
On 24 March 2022, the Bank of England (BoE) published a Dear CEO letter it had sent to dual regulated firms concerning how the prudential framework applies to ensure that firms engaging in crypto activity manage the risks in a way that supports the firm’s safety and soundness. [read post]
13 Feb 2019, 10:19 am
One of our store managers, Romeo, called today to inform me that he is now dating the assistant manager, Juliet, at his location in Los Angeles. [read post]
9 Jan 2009, 9:50 am
His salutation was "Dear Cool Law Firm. [read post]
28 Feb 2020, 4:50 am
Key points in the Dear CEO letter include: asset managers should assume that LIBOR will cease after December 2021. [read post]
10 Nov 2015, 8:51 pm
Citizenship an Immigration Services has spent more than $1 billion trying to replace its antiquated paper-based approach to managing immigration with a system of online forms. [read post]
11 Jan 2024, 8:59 am
On 11 January 2024, the Prudential Regulation Authority (PRA) published a Dear CEO letter to PRA regulated international banks active in the UK. [read post]
2 Jul 2020, 8:47 am
On 1 July 2020, the PRA issued a Dear CEO letter in which it states that firms should have fully embedded their approaches to managing climate-related financial risks by the end of 2021. [read post]
1 Oct 2021, 8:55 pm
On 30 September 2021, the FCA published a Dear CEO letter (dated 16 September 2021) which it had sent to firms active in the wealth management and stockbroking sector. [read post]
2 Nov 2022, 11:58 am
Dear Littler: Our retail clothing chain has stores in 10 major cities across the country. [read post]
25 Mar 2019, 5:49 am
On 22 March 2019, the FCA published a Dear CEO letter concerning managing the risks of defined benefits to defined contribution transfers. [read post]
26 Apr 2010, 5:48 am
Dear Lazyweb: Can you suggest open source content management software that meets these criteria: Cross-platform Very easy to install and configure (from the admin side) and use (from the user side) — I’m thinking as easy from both sides as vqwiki Drag-and-drop to upload content — ideally, the user could drag a DOC file from desktop into a widget in the browser to upload Quick searching and indexing, at least of common file-types (including DOC and PDF) Ability to… [read post]
13 Dec 2021, 8:40 pm
The annex to the Dear CEO letter sets out the PRA’s and FCA’s main observations and expectations for these businesses in the following areas: business strategy and organisation; onboarding and reputational risk; financial risk management controls and governance; and liquidation and close-out. [read post]
23 Jan 2020, 7:50 am
On 20 January 2020, the FCA published a Dear CEO letter to asset managers setting out the key areas of harm asset managers pose to their customers and markets in which they operate. [read post]
16 Sep 2019, 1:15 pm
Dear Littler: A long-term San Francisco-based employee with our company is returning soon from maternity leave. [read post]
26 Aug 2020, 7:59 am
Dear Littler: Our company operates in multiple locations across the country. [read post]
15 Nov 2023, 7:19 am
Outsourcing and third-party risk management The letter also notes that deposit-takers should manage their arrangements with service providers closely and prudently, consistent with the PRA’s expectations on outsourcing and third-party risk management. [read post]
16 Apr 2020, 3:35 am
On 15 April 2020, the FCA published a Dear CEO letter concerning lending to small businesses. [read post]
